Advisor, ComplianceCompliance Dallas, Texas
Monitors activities to minimize the company’s exposure to risk. Activities may include
quantitative analysis, risk identification and remediation. Represents or supports the
representation of the company to minimize compliance and regulatory risk by resolving
issues and ensuring adherence to company and legal standards. Responsible for ensuring
that all of the company’s activities adhere to the necessary rules and regulations, and that
the company complies with legal/regulatory statutes and jurisdictions.